Audit System
How to Roll Forward Risks and Controls.
When recording risks throughout an engagement file, there is an option to have the risk roll forward to the next year. If the risk is likely to remain, this option should be ticked. This will avoid the need to re-enter the details in future years. To ...
What are some 'Hints' to save time when gathering the evidence for an audit file?
Gathering audit evidence is generally the longest stage of the engagement. Below are some tips to consider to save time: Scanning Documentation Avoid scanning a document that you could get electronically. Ask the client if you can get the ...
How do I customise the Understanding the entity or Audit Strategy documents?
The CaseWare Audit template provides users with a key document to cater for the overall audit strategy. Document 2-400 ASA Worksheet - Overall Audit Strategy is a simple CaseView document which can be used to document the various aspects of the ...
How to sort Groups Procedures within the Programs Checklists Worksheets.
The Audit System template has a feature called "Groupings" & "Sub-groupings" to group similar procedures. Follow the steps below to sort any group or subgroup within Programs / Checklists / Worksheets: 1. Place the cursor on the required group or ...
How do I print audit Programs and Checklists in portrait?
In the Audit System template, programs and checklists display and print in landscape by default to make better use of the screen. If you need to print programs or checklists, you may prefer to print in portrait. To do this: 1. Open the required ...
How to resize the Risk Report (RRPT) table.
The Risk Report table can be resized as follows: 1. Open the Risk Report document (RRPT). 2. Turn on the ruler. 3. Select the column heading of the column you wish to resize. 4. Using the ruler, resize the column to desirable width.
How to Print Out my RRPT - Risk Report
The RRPT Risk Report is quite a large document. Therefore the document has particular view users can select to 'neatly' print out their RRPT Risk Report. Follow the steps below to select this view: 1. Ensure the Filters and Views area is open (it ...
How to Create my own Personal View in the RRPT Risk Report?
The RRPT Risk Report allows users to create personal views to review the risks that have been identified in the engagement. Follow the steps below to create a custom view: 1. Right-click the column headings to de-select columns you do not wish to ...
Can I export my RRPT Risk Report to Microsoft Excel?
Unfortunately the RRPT Risk Report cannot be exported to Microsoft Excel. However, you can export any CaseView document to Microsoft Word. Follow the steps below to achieve this: 1. From the File tab, select Export > Rich Text Format. 2. In the ...
Audit System Process Map
Audit System flowcharts attached in this FAQ below illustrate the best step by step process to use our CaseWare Audit System Templates for an audit engagement. The process map below reflects an example of a flowchart of actions best followed for an ...
What are the Different Audit Document Formats?
The Audit System Template provides several different document formats within the Document Manager. The most common formats are: Programs: These documents generally contain instructions (or procedures) that the auditor conducts. There are ...
What is an Entity Level risk?
As entity level risks are environmental-type risks that can affect multiple cycles and financial statements areas, risks recorded in an engagement file using one or more of the entity level categories will appear in all risk report (e.g. RRPT, risk ...
Why are my Responses Appearing Blank in my New Audit Work Program?
When a user creates a new program, you may experience no results in the drop-down boxes. To avoid this, we need to select the procedure responses from the Document Properties when the Program is first created.
Error CV_DOCIDGROUP is null or not an object
The CV_DOCIDGROUP error may occur when you sign-off documents from the document manager. The reason for this error appearing is the version of the Audit System template installed on the computer is older than the Audit System version of the file (or ...