SQM How to - Operate - Responsibilities

SQM How to - Operate - Responsibilities

Operate - Responsibilities

The following describes the functionality and features included in SQM.

Objective

The objective of this page in SQM is to inform users which individuals have been allocated to the SQM responsibilities.

Page position

Responsibilities can be found in the operate module. 

Page content

This page includes a table that reflects the allocation of responsibilities to each individual in the firm.
The key responsibilities allocated are:
Individual(s) ultimately responsible and accountable for the firm’s system of quality management (UR)
Individual(s) operationally responsible for the firm’s system of quality management (OR)
Individual(s) with operational responsibility for independence in the firm’s system of quality management (IND)
Individual(s) with operational responsibility for the firm’s monitoring and remediation process (MON)

Page Outcomes

Users in SQM should be aware of the individually allocated responsibilities to enable effective compliance with the firm’s quality management policies and procedures.


    • Related Articles

    • SQM Overview

      Easily design, implement and operate your system of quality management, providing you with reasonable assurance that the firm and its staff have fulfilled their responsibilities in terms of ASQM1 standards.‎
    • SQM Training and Orientation

      SQM Training and Orientation Get the most out of SQM and ensure all staff are upskilled on what is required to ensure ASQM1 compliance year round Settings Time Introduction 1:09 Design (for the person responsible for the design of the firm's system ...
    • This page is restricted for SQM users. Please contact the Caseware Cloud Administrator for access.

      Staff members may experience the following error when accessing SQM: This error occurs when staff members have not been assigned the appropriate advanced SQM role on a staff or group level. Staff members who need to work on SQM, view risks and raise ...
    • What is SQM?

      SQM is an Efficient Quality Management System. Whether you are a small accounting firm or a global audit leader, SQM provides an efficient solution to design, operate, monitor and evaluate your system of quality management. Responsible parties are ...
    • Enabling SQM for Staff

      After SQM has been enabled on your firm’s CaseWare Cloud site, a Cloud administrator will need to assign the app to the relevant staff to access and use.  This is done one of two ways, as set out in the instructions below.  NOTE: Both options below ...