Agile Audit Process Map

The Agile Audit process map attached in this FAQ below illustrate the best methodology to use our CaseWare Agile Audit for an audit engagement.

To go alongside the process map, a series of FAQs are below to provide details on parts of the process map. You can find the master list of them here:

Engagement File Setup:

1. Getting Started - Agile Audit
   
2. Consolidation in Agile Audit
3. How to use the OPT Optimiser on new and carried forward engagements?
4. How do I use the Request for Information Workpapers?
5. How do clients respond to the RFI?
   
6. How to remove a client from an RFI?
   
7. What are some of the tools you can use to request information from a client?
   
8. How do I use the Data tab?
9. Importing a Trial Balance into Agile Audit
   
10. How can I create a new file based on another engagement file in Agile?
    
11. How do I use the Planning balances in Agile Audit?
12. How to map the Trial Balance in Agile Audit?
    
13. How do I import transactions and use 1-200 Data Completion workpaper?
14. Why are some mapping numbers greyed out when assigning accounts in Agile?
    
15. Agile Audit mapping structure
16. How do I link a query to a checklist procedure?
17. Customise the date format in Agile Audit
    
18. How to add a currency into Agile Audit

Client Acceptance and Continuance 

1. How to use the Agile Independence Questionnaire?
   
2. How to use the SE Letter documents (e.g. 1-130 Engagement Letter)?

Plan the engagement

1. How does the 2-100 and 2-600 in AGILE reduce duplication?
2. What is meant by 'Narrative' and 'Procedures' in ASA Checklists, such as 2-210?
   
3. How can I use the 2-230 and 2-240 Reports to assist me in my audit?
4. How to use the Agile Risk Library?
   
5. How do I record a new risk?
   
6. How to add a new control?
   
7. How does the Risk Assessment (2-250) worksheet work?
   
8. How do I use the Materiality (2-300) workpaper?
   

Risk Assessment

1. How do I import a new year-end TB over the existing trial balance?
2. Replace external documents in Agile Audit

Risk Response

1. Requesting an electronic signature from a contact
   
2. What is the 2-270 Analytical review workpaper in Agile?
   
3. How to use the Agile Sampling worksheet?
   
4. How do I use the Sample Selection tool?
   
5. What can I do in the Analysis screen?
6. How do I add new procedures to an existing Checklist or a completely new Checklist in Agile?
7. How do I annotate my client's accounts (Analysis screen)?
8. How do I annotate or add a reference to a Checklist in Agile?
   
9. How do I Create Adjustment Journal Entries?
   
10. How do I Edit or Delete Adjustment Journal Entries?
    
11. How Can I Export All of my Adjustment Journal Entries?
    
12. How do I utilise the 4-200 Summary of Misstatements worksheet?

Review Work Completed and Completion Procedures

1. How do I create and review my review points (issues) in Agile?
   
2. How do I complete and clear my review points (issues) in Agile?
   
3. How does the Audit Report in Agile Audit work?
   
4. How do I use the Management Letters in Agile?
   
5. What is the ASA Australian Auditing Standards Report?
   
6. What is meant by "end of engagement" queries in Agile Audit?
   
7. How do I use the 4-750 Partner Manager Summary?
   
8. How do I set up a Reviewer Licenses for my SE engagements?
   

File Wrap Up

1. How to carry forward an Agile Audit engagement
   
2. How do I export/save a read-only copy of a Cloud engagement file?
   
3. How to lock an Agile Audit engagement?

Other

1. What's New in Agile Audit?
   
2. Caseware Cloud Apps - Platform Updates
   
3. Enabling Cloud Apps for Staff
   
4. Additional Licenses for Cloud Apps
   
5. Cloud Apps Firm Settings Guide
   

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