Agile Audit Process Map

Agile Audit Process Map

The Agile Audit process map attached in this FAQ below illustrate the best methodology to use our CaseWare Agile Audit for an audit engagement.

To go alongside the process map, a series of FAQs are below to provide details on parts of the process map. You can find the master list of them here:

Engagement File Setup:

  1. Getting Started - Agile Audit
  2. Consolidation in Agile Audit
  3. How to use the OPT Optimiser on new and carried forward engagements?
  4. How do I use the Request for Information Workpapers?
  5. How do clients respond to the RFI?
  6. How to remove a client from an RFI?
  7. What are some of the tools you can use to request information from a client?
  8. How do I use the Data tab?
  9. Importing a Trial Balance into Agile Audit
  10. How can I create a new file based on another engagement file in Agile?
  11. How do I use the Planning balances in Agile Audit?
  12. How to map the Trial Balance in Agile Audit?
  13. How do I import transactions and use 1-200 Data Completion workpaper?
  14. Why are some mapping numbers greyed out when assigning accounts in Agile?
  15. Agile Audit mapping structure
  16. How do I link a query to a checklist procedure?
  17. Customise the date format in Agile Audit
  18. How to add a currency into Agile Audit

Client Acceptance and Continuance 

  1. How to use the Agile Independence Questionnaire?
  2. How to use the SE Letter documents (e.g. 1-130 Engagement Letter)?

Risk Assessment

  1. How do I import a new year-end TB over the existing trial balance?
  2. Replace external documents in Agile Audit

Risk Response

  1. Requesting an electronic signature from a contact
  2. What is the 2-270 Analytical review workpaper in Agile?
  3. How to use the Agile Sampling worksheet?
  4. How do I use the Sample Selection tool?
  5. What can I do in the Analysis screen?
  6. How do I add new procedures to an existing Checklist or a completely new Checklist in Agile?
  7. How do I annotate my client's accounts (Analysis screen)?
  8. How do I annotate or add a reference to a Checklist in Agile?
  9. How do I Create Adjustment Journal Entries?
  10. How do I Edit or Delete Adjustment Journal Entries?
  11. How Can I Export All of my Adjustment Journal Entries?
  12. How do I utilise the 4-200 Summary of Misstatements worksheet?


  1. What's New in Agile Audit?
  2. Caseware Cloud Apps - Platform Updates
  3. Enabling Cloud Apps for Staff
  4. Additional Licenses for Cloud Apps
  5. Cloud Apps Firm Settings Guide
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